Notification of Major Interest in Shares: 27 January 2017

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Notification of Major Interest in Shares: 27 January 2017

NOTIFICATION OF MAJOR INTEREST IN SHARES - as a table January 2017

London

Panmure Gordon & Co
One New Change
(Entrance on Watling Street)
London
EC4M 9AF
UK
+44 (0)20 7886 2500

Leeds

Panmure Gordon & Co
Park House,
Park Square West
Leeds
LS1 2PW
UK
+44 (0)113 357 1150

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Notification of Major Interest in Shares: 7 December 2016

notification-of-major-interest-in-shares-as-a-table

Notification of Major Interest in Shares: 8 September 2016

For filings with the FSA include the annex  
For filings with issuer exclude the annex  
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached :ii Panmure Gordon & Co PLC (PMR.LN)
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please specify):  
3. Full name of person(s) subject to the notification obligation: iii Hunter Hall Investment Management Limited
4. Full name of shareholder(s) (if different from 3.):iv  
5. Date of the transaction and date on which the threshold is crossed or reached:v 6th September 2016
6. Date on which issuer notified: 7th September 2016
7. Threshold(s) that is/are crossed or reached:vi, vii Reduction below 3% threshold
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type
of Shares
if possible
using the
ISIN CODE
Situation previous to the triggering transaction Resulting situation after the triggering transaction
Number of Shares Number of Voting Rights Number of shares Number of voting rights % of voting rights x
Direct Direct xi Indirect xii Direct Indirect
 GB00B97CW509 500,000 500,000 450,000 450,000 0 2.89% 0.00%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Expiration date xiii Exercise/Conversion Period xiv Number of voting rights that may be acquired if the instrument is exercised/ converted. % of voting rights
N/A        
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument Expiration date xiii Exercise/ Conversion  Period xiv Number of voting rights instrument refers to % of voting rights xix,xx
N/A       Nominal Delta
   
Total (A+B+C)
Number of voting rights Percentage of voting rights
450,000 2.89%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi

Under the Financial Services Reform Act 2001 (Australia) Hunter Hall Investment Management Limited is the Responsible Entity for the following investment schemes:

HUNTER HALL VALUE GROWTH TRUST (VGT)

HUNTER HALL GLOBAL EQUITIES TRUST (GET)

Hunter Hall Investment Management Limited is also investment manager for:

HUNTER HALL GLOBAL VALUE LIMITED, which is a public company listed on the ASX Limited

Holder of Voting Rights Person registered and entitled to be Registered as Holder Nature of Voting Rights & Control
Hunter Hall Investment Management Ltd JP Morgan Chase Bank, N.A. as the Custodian of the Hunter Hall Value Growth Trust, Hunter Hall Global Equities Trust, and Hunter Hall Global Value Limited Hunter Hall Investment Management Limited has the power to control the vote attached to the securities, and the power to exercise control over the disposal of securities as: Responsible Entity for the Hunter Hall Value Growth Trust, Hunter Hall Global Equities Trust and Investment Manager for Hunter Hall Global Value Limited
Hunter Hall International Limited As above Hunter Hall International Ltd has a relevant interest in the said securities, as it wholly owns Hunter Hall Investment Management Limited.
Hampshire Assets & Services Pty Ltd, Aubigny Investments Pty Limited, Zeppelin Investments Pty Ltd and Peter James Hall (Hampshire Associates) As above The Hampshire Associates has a relevant interest in the said securities as they hold approximately 44.14% of issued securities in Hunter Hall International Ltd. Hampshire Assets & Services Pty Limited, Aubigny Investments Pty Limited and Zeppelin Investments Pty Ltd are controlled by Peter James Hall.
Hunter Hall Global Value Limited As above Hunter Hall Global Value Limited managed pursuant to an investment management agreement by Hunter Hall Investment Management Ltd.
Proxy Voting:
10. Name of the proxy holder:  
11. Number of voting rights proxy holder will cease to hold:  
12. Date on which proxy holder will cease to hold voting rights:  
13. Additional information:  
14. Contact name: Christina Seppelt
15. Contact telephone number: +612 8224 0328

 

Purchase of Shares: 17 March 2016

Panmure Gordon & Co. plc

(“the Company”)

Purchase of shares

The Company has been notified that the Panmure Gordon & Co. plc No. 2 Employee Benefit Trust (“the EBT”) purchased 20,000 ordinary shares at a price of £0.59 each on 4 March 2016.  These shares are to be held in the EBT and are intended to be used to satisfy share awards made under the Company’s Performance Share Plan or other future plans.  The EBT is a discretionary trust for the benefit of employees including the executive directors of the Company.

PraxisIFM Trustees Limited, as Trustees of the EBT, already held 1,296,972 ordinary shares in the Company, 233,784 of which are the subject of share options granted to employees under the Company’s 2005 Employee Share Option Plan.  The EBT’s total holding following shares that have vested, is now therefore 1,094,011 ordinary shares, representing 7.037% of the Company’s issued share capital.

Enquiries 
Philip Tansey
Chief Financial Officer020 7886 2500
Philip Secrett/Jen Clarke/Salman Khawaja
Grant Thornton Corporate Finance (Nominated Adviser)020 7383 5100

Holding(s) in Company: 11 January 2016

Panmure Gordon & Co. plc

(“the Company”

Purchase of shares

The Company has been notified that the Panmure Gordon & Co. plc No. 2 Employee Benefit Trust (“the EBT”) purchased 20,000 ordinary shares at a price of £0.655 each on 7 January 2016.  These shares are to be held in the EBT and are intended to be used to satisfy share awards made under the Company’s Performance Share Plan or other future plans.  The EBT is a discretionary trust for the benefit of employees including the executive directors of the Company.

PraxisIFM Trustees Limited, as Trustees of the EBT, already held 1,296,972 ordinary shares in the Company, 287,984 of which are the subject of share options granted to employees under the Company’s 2005 Employee Share Option Plan.  The EBT’s total holding is now therefore 1,316,972 ordinary shares, representing 8.472% of the Company’s issued share capital.

Enquiries 
Panmure Gordon020 7886 2500
Susanna Freeman, Company Secretary
Grant Thornton Corporate Finance (Nominated Adviser)
Philip Secrett/Jen Clarke/Salman Khawaja020 7383 5100

 

 

Holding(s) in Company: 9 December 2015

Panmure Gordon & Co. plc

(“the Company”)

Purchase of shares

The Company has been notified that the Panmure Gordon & Co. plc No. 2 Employee Benefit Trust (“the EBT”) purchased 20,000 ordinary shares at a price of £0.855 each on 3 December 2015.  These shares are to be held in the EBT and are intended to be used to satisfy share awards made under the Company’s Performance Share Plan or other future plans.  The EBT is a discretionary trust for the benefit of employees including the executive directors of the Company.

PraxisIFM Trustees Limited, as Trustees of the EBT, already held 1,276,972 ordinary shares in the Company, 287,984 of which are the subject of share options granted to employees under the Company’s 2005 Employee Share Option Plan.  The EBT’s total holding is now therefore 1,296,972 ordinary shares, representing 8.343% of the Company’s issued share capital.

Enquiries 
Panmure Gordon020 7886 2500
Susanna Freeman, Company Secretary
Grant Thornton Corporate Finance (Nominated Adviser)
Philip Secrett/Jen Clarke/Salman Khawaja020 7383 5100

Holding(s) in Company: 4 November 2015

Panmure Gordon & Co. plc

(“the Company”)

Purchase of shares

The Company has been notified that the Panmure Gordon & Co. plc No. 2 Employee Benefit Trust (“the EBT”) purchased today 20,000 ordinary shares at a price of £0.835 each.  These shares are to be held in the EBT and are intended to be used to satisfy share awards made under the Company’s Performance Share Plan or other future plans.  The EBT is a discretionary trust for the benefit of employees including the executive directors of the Company.

 

PraxisIFM Trustees Limited, as Trustees of the EBT, already held 1,376,972 ordinary shares in the Company, 287,984 of which are the subject of share options granted to employees under the Company’s 2005 Employee Share Option Plan.  The EBT’s total holding is now therefore 1,396,972 ordinary shares, representing 8.986% of the Company’s issued share capital.

Enquiries 
Panmure Gordon020 7886 2500
Susanna Freeman, Company Secretary
Grant Thornton Corporate Finance (Nominated Adviser)
Philip Secrett/Jen Clarke/Salman Khawaja020 7383 5100

Holding(s) in Company: 7 October 2015

Panmure Gordon & Co. plc

(“the Company”)

Purchase of shares

The Company has been notified that the Panmure Gordon & Co. plc No. 2 Employee Benefit Trust (“the EBT”) purchased today 20,000 ordinary shares at a price of £0.90 each.  These shares are to be held in the EBT and are intended to be used to satisfy share awards made under the Company’s Performance Share Plan or other future plans.  The EBT is a discretionary trust for the benefit of employees including the executive directors of the Company.

PraxisIFM Trustees Limited, as Trustees of the EBT, already held 1,356,972 ordinary shares in the Company, 287,984 of which are the subject of share options granted to employees under the Company’s 2005 Employee Share Option Plan.  The EBT’s total holding is now therefore 1,376,972 ordinary shares, representing 8.857% of the Company’s issued share capital.

Enquiries 
Panmure Gordon020 7886 2500
Susanna Freeman, Company Secretary
Grant Thornton Corporate Finance (Nominated Adviser)
Philip Secrett/Jen Clarke/Salman Khawaja020 7383 5100

Notification of major interest in shares: 30 September 2015

 

For filings with the FCA include the annex  
For filings with issuer exclude the annex  
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii Panmure Gordon & Co. Plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights YES
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):  
3. Full name of person(s) subject to the notification obligation: iii JPMorgan Asset Management Holdings Inc.
4. Full name of shareholder(s)  (if different from 3.):iv JPMorgan Asset Management (UK) Limited
5. Date of the transaction and date on which the threshold is crossed or reached: v 29 September 2015
6. Date on which issuer notified: 30 September 2015
7. Threshold(s) that is/are crossed or reached: vi, vii 5% Downwards
8. Notified details:
A: Voting rights attached to shares viii, ix

Class/type of shares

if possible using the ISIN CODE

GB0032087933

Situation previous to the triggering transaction Resulting situation after the triggering transaction
Number of Shares Number of Voting Rights Number of shares Number of voting rights % of  voting rights x
Direct Direct xi Indirect xii Direct Indirect
9,801,630 (prior to share capital reduction) 9,801,630 (prior to share capital reduction) Below minimum threshold Below minimum threshold
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Expiration date xiii Exercise/Conversion Period xiv Number of voting rights that may be acquired if the instrument is exercised/ converted. % of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument Exercise price Expiration date xvii Exercise/Conversion period xviii Number of voting rights instrument refers to % of voting rights xix, xx
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
Below minimum threshold Below minimum threshold
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Total disclosable holding for JPMorgan Asset Management Holdings Inc : Below minimum threshold JPMorgan Asset Management (UK) Limited: Below minimum threshold
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A
13. Additional information: N/A
14. Contact name: Tung T Le
15. Contact telephone number:

 

Holding(s) in Company: 9 September 2015

9 September 2015

Panmure Gordon & Co. plc
(“the Company”)

Purchase of shares

The Company has been notified that the Panmure Gordon & Co. plc No. 2 Employee Benefit Trust (“the EBT”) purchased on 8 September 2015, 20,000 ordinary shares at a price of £1.325 each. These shares are to be held in the EBT and are intended to be used to satisfy share awards made under the Company’s Performance Share Plan or other future plans. The EBT is a discretionary trust for the benefit of employees including the executive directors of the Company.

PraxisIFM Trustees Limited, as Trustees of the EBT, already held 1,336,972 ordinary shares in the Company, 287,984 of which are the subject of share options granted to employees under the Company’s 2005 Employee Share Option Plan. The EBT’s total holding is now therefore 1,356,972 ordinary shares, representing 8.729% of the Company’s issued share capital.

Enquiries 
Panmure Gordon020 7886 2500
Susanna Freeman, Company Secretary
Grant Thornton Corporate Finance (Nominated Adviser)
Philip Secrett/Jen Clarke/Salman Khawaja020 7383 5100