TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: 

 

 

Panmure Gordon & Co PLC (PMR.LN)

2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights

 

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation:  Hunter Hall Investment Management Limited

4. Full name of shareholder(s)

(if different from 3.):

5. Date of the transaction and date on which the threshold is crossed or reached:  23rd February 2016
6. Date on which issuer notified: 25th February 2016
7. Threshold(s) that is/are crossed or reached:  3.00%.

 

 8. Notified details:                                                                                                                                         
A: Voting rights attached to shares 

Class/type of shares

 

if possible using the ISIN CODE

Situation previous to the triggering transaction Resulting situation after the triggering transaction
Number of Shares Number of Voting Rights Number of shares Number of voting rights % of  voting rights 
Direct Direct  Indirec Direct Indirect
GB00B97CW509 0 0 500,000 500,000

 

 

3.22%

 

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Expiration date 

Exercise/

Conversion Period 

Number of voting rights that may be acquired if the instrument is exercised/ converted. % of voting rights
N/A

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Exercise price Expiration date Exercise/ Conversion period Number of voting rights instrument refers to % of voting rights 
N/A

 

Nominal

 

Delta

 

Total (A+B+C)
Number of voting rights Percentage of voting rights
500,000 3.22%

 

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: 

Under the Financial Services Reform Act 2001 (Australia) Hunter Hall Investment Management

Limited is the Responsible Entity for the following investment schemes:

HUNTER HALL VALUE GROWTH TRUST (VGT) HUNTER HALL GLOBAL EQUITIES TRUST (GET)

 

Hunter Hall Investment Management Limited is also investment manager for:

HUNTER HALL GLOBAL VALUE LIMITED, which is a public company listed on the ASX Limited

Holder of Voting

Rights

Person registered and entitled to be Registered as Holder Nature of Voting Rights & Control

Hunter Hall

Investment

Management Ltd

JP Morgan Chase Bank, N.A.

as the Custodian of the Hunter Hall Value Growth Trust, Hunter  Hall Global Equities Trust, and Hunter Hall Global Value Limited

Hunter Hall Investment Management

Limited has the power to control the vote attached to the securities, and the power to exercise control over the disposal of securities as:

·          Responsible Entity for the Hunter Hall Value Growth Trust, Hunter Hall Global Equities Trust and

·           Investment Manager for Hunter Hall

Global Value Limited

Hunter Hall

International Limited

As above

Hunter Hall International Ltd has a relevant

interest in the said securities, as it wholly owns Hunter Hall Investment Management Limited.

Hampshire Assets &

Services Pty Ltd, Aubigny Investments Pty Limited,

Zeppelin Investments

Pty Ltd and Peter James Hall (Hampshire Associates)

As above

The Hampshire Associates has a relevant

interest in the said securities as they hold approximately 44.64% of issued securities in Hunter Hall International Ltd. Hampshire Assets & Services Pty Limited, Aubigny Investments Pty Limited and Zeppelin Investments Pty Ltd are controlled by Peter James Hall.

Hunter Hall Global

Value Limited

As above

Hunter Hall Global Value Limited managed

pursuant to an investment management agreement by Hunter Hall Investment Management Ltd.

 

Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:

 

13. Additional information:
14. Contact name: Christina Seppelt
15. Contact telephone number: +612 8224 0328

Note: Annex should only be submitted to the FSA not the issuer

 Annex: Notification of major interests in shares

 

A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

Hunter Hall Investment Management Limited

Contact address

(registered office for legal entities)

Level 2, 56 Pitt St. Sydney NSW 2000

Australia

Phone number & email

 

+612 8224 0328 cseppelt@hunterhall.com.au

Other useful information

(at least legal representative for legal persons)

 

 

B: Identity of the notifier, if applicable

Full name

 

Christina Seppelt

Contact address

Level 2, 56 Pitt Street.

Sydney NSW 2000

Australia

Phone number & email

 

+612 8224 0328 cseppelt@hunterhall.com.au

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

 

General Counsel & Company Secretary

C: Additional information

For notes on how to complete form TR-1 please see the FSA website.