Blocklisting interim review: 18 July 2012

Blocklisting six-monthly return

Date: 18 July 2012

1. Name of applicant:

Panmure Gordon & Co. plc

2. Name of scheme

2002 Unapproved Share Option Plan (“Unapproved”); 2002 Approved Share Option Plan (“Approved”)

3. Period of return:

From 18 January 2012 To 17 July 2012

4. Balance under scheme from previous return:

Unapproved = 1,626,602; Approved = 261,179

5. The amount by which the block scheme has been increased, if the scheme has been increased since the date of the last return

n/a

6. Number of securities issued/allotted under scheme during period:

Unapproved = 0; Approved = 0

7 Balance under scheme not yet issued/allotted at end of period

Unapproved = 1,626,602; Approved 261,179

8. Number and class of securities originally listed and the date of admission

250,000 Ordinary 4p shares, 18 July 2005
1,500,000 Ordinary 4p shares, 14 March 2006
2,200,000 Ordinary 4p shares, 28 April 2006

9. Total number of securities in issue at the end of the period

154,581,167 (of which 220,099 are treasury shares)

Name of contact Sarah Wigley, Company Secretary

Telephone number of contact 020 7459 3600

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