Frequently Asked Questions
Legal entity: Panmure Gordon (UK) Limited (“Panmure Gordon”)
FCA FRN: 403721
LSE Member Mnemonic: PMURGB2L
Is Panmure Gordon considered to be an EEA broker?
Supported asset classes
Trading capacities (DEAL, AOTC or MTCH)
We will be executing all transactions under DEAL.
Routing of orders to non-EEA (non-MiFIDII) entities
All our orders will be routed to MiFIDII compliant entities.
Panmure Gordon will not be an SI in any asset classes.
Panmure Gordon will not be operating as an OTF.
Assisted Trade Reporting
We will offer assisted reporting in equities via BATS. Should you require further information, please contact the MiFIDII team.
Terms of Business & Order Execution Policies
Our Terms of Business and Order Execution Policies are in the process of being repapered and will be disseminated to our clients in Q4 2017.
Please contact the MiFID Team at MiFIDII@panmure.com should you wish to arrange a meeting. Individual commercial arrangements are discussed with each client.
Disclosures for best execution
We will make RTS 28 and RTS 27 disclosures. The reports will be accessible on our website.
All MiFIDII related queries should be directed to MiFIDII@panmure.com