Governance

Statutory Status Disclosure

The Panmure Group (or Panmure Gordon) is Panmure Gordon & Co Limited (its “group” as defined in the Financial Services and Markets Act 2000 and each member of the Panmure Group´s directors, employees, agents or nominees). Panmure Gordon (UK) Limited is a wholly-owned subsidiary of Panmure Gordon & Co Limited. Panmure Gordon (UK) Limited is authorised and regulated in the United Kingdom by the Financial Conduct Authority (“FCA”) (registration number: 403721) and is a member of the London Stock Exchange.  Panmure Gordon’s registered address is One New Change, London EC4M 9AF, United Kingdom.

Panmure Gordon Securities Limited is a wholly-owned subsidiary of Panmure Gordon & Co Limited and is a US registered broker.  Panmure Gordon Securities Limited is a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and a member of the Securities Investor Protection Corporation (“SIPC”) https://www.sipc.org/  http://www.finra.org/.

Terms of Business


MiFID II /MiFIR Documentation
MiFID Costs and Charges Summary
MiFID Corporate Finance Strategy Disclosure
MiFID Nature and Risk of Financial Instruments Disclosure
Conflicts of Interest 
Best Execution
Order Allocation 
Complaints Procedure


Best execution reports
Panmure Gordon – RTS 28 Article 3 for 2017
Panmure Gordon – RTS 28 Article 3 for 2018


The legal entity for all transactions is Panmure Gordon (UK) Limited (FCA registration number 403721).

LEI: 213800GM8RB7MS4L3Z24
LSE Member Mnemonic: PMURGB2L

Panmure Gordon will not be an SI in any asset classes nor will it operate as an OTF.


MiFIDII Contact
All MiFIDII related queries should be directed to MiFIDII@panmure.com


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